In 2014, Securities Association of China issued Comprehensive Risk Management Standards for Securities Companies. In April, 2016, China Securities Regulatory Commission proposed amendments to Management Measures for Risk Control Indicators of Securities Companies, requiring securities companies to identify, evaluate, monitor, respond to and deal with credit risk, market risk, operational risk, liquidity risk and other risks in their business activities, and requiring securities companies to satisfy supervision requirements on schedule. The introduction of these regulations marks that the comprehensive risk management of securities companies has entered a new era. 

Solutions: realize matching brokerage credit risk, market risk, operational risk, liquidity risk and capital adequacy requirements, extract the leverage ratio, concentration ratio and other risk control index system, measure the risk exposure and risk capital for all business, display and drill the risk results through different index dimensions, and achieve the risk warning and tracking by setting the thresholds of different indexes. The system processes and generates regulatory statements and information disclosure statements to support the specific management requirements in Measures. 

Advantages and characteristics: 

• By consulting comprehensive risks of domestic authoritative financial system and combining the characteristics of securities and futures industry, it satisfies the risk management system and index requirements of Basel Agreement. 

• Intelligent management interface and flexible and customized index management system can support the dynamic real-time risk monitoring. 

• Satisfy the regulatory requirements, the requirements of internal capital adequacy ratio management, and the requirements of internal risk management. 

• Possess the professional and comprehensive risk consulting, modeling, standardization, implementation capacity, and high-quality product standards.